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Regulation NMS
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#	Item
881	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]November 26, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 09:11:02 Finance Financial markets United States Securities and Exchange Commission Stock market United States securities law NASDAQ Securities Exchange Act Regulation NMS Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Business Investment
882	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 30, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-30 20:04:33 Investment Regulation NMS Securities Exchange Act Consolidated Tape Association National best bid and offer New York Stock Exchange Market data National market system plan U.S. Securities and Exchange Commission Financial markets Financial economics Finance
883	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 28, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-29 07:41:33 Stock market Finance United States Securities and Exchange Commission Market maker Order Securities Exchange Act NASDAQ Regulation NMS Financial markets Financial economics Investment
884	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Initial Listing and Maintenance to List Options on Certain Securities; Rel. No[removed], File No. SR-BSE-2 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-13 16:00:16 Investment United States securities law Stock market 73rd United States Congress Financial markets Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Short Financial economics United States Securities and Exchange Commission Finance
885	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 17:10:53 New York Stock Exchange Financial economics Investment Financial markets Finance Stock market Order Regulation NMS
886	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]August 5, 2013 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Propos Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-06 07:58:03 United States securities law Financial system 73rd United States Congress Securities Exchange Act Options Price Reporting Authority Finance Regulation NMS U.S. Securities and Exchange Commission Market data Financial markets United States Securities and Exchange Commission Financial economics
887	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]October 1, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-02 09:34:46 Financial regulation Securities Exchange Act Regulation NMS Government U.S. Securities and Exchange Commission Securities and Exchange Commission Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
888	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NSX[removed]November 14, 2013 Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-15 08:12:33 Investment United States Securities and Exchange Commission Finance 73rd United States Congress United States securities law Uptick rule Order Regulation NMS Market maker Financial economics Financial markets Stock market
889	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]December 1, 2010 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Create a Directed Or Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-02 11:19:46 United States Securities and Exchange Commission Investment Finance Market maker Order Regulation NMS Securities Exchange Act Flash trading Stock market Financial economics Financial markets
890	PDF Document Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-08 15:20:11 Investment Regulation NMS Initial public offering Market depth Short Market maker Securities market Trading room Dark liquidity Financial markets Financial economics Finance

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